A strong network of over 100 different PIPE deal flow contacts cultivated since 1992 provides Gemini with access to over 800 deals a year, from which we select what we perceive to be the best 40
- Bulge Bracket Investment Banks
- Regional Investment Banks
- Boutique Investment Banks
- Deal brokers
- Investor relations firms
- Other deal flow providers
Sophisticated techniques extract value in the pre-and post-closing management of the PIPE investment
- In-house legal team originate and structure documents with many embedded options and downside protections
- Proven negotiating capabilities have led to immense added value: e.g., resets on conversion prices, additional warrants, etc.
We offer deep experience in the trading of derivative securities and hedging portfolio positions
Our ability to identify “future assets”of a PIPE issuer can yield significant portfolio benefits
- Options to purchase various environmental credit assets as a collateral benefit to the original PIPE
- Options to purchase revenue streams on oil and gas properties
We blend investment banking and derivative expertise to structure favorable opportunities
- Create customized investing and financing solutions
- Structure around equity catalysts to maximize potential for gains
- Utilize otherwise ignored assets (e.g., concentrated receivables, real estate)