Gemini seeks to take advantage of opportunities presented by the fragmentation and dislocation of small-cap markets. Gemini’s professionals have been active in these niche strategies since 1992.

• Focus on Private Investments in Public Equities (PIPEs) and special opportunities involving small-cap companies
• Experienced deal team with backgrounds in energy, environmental credit markets, healthcare, manufacturing, technology, and telecommunications
• Founder with 17 years of relevant experience
• Rich systemic deal flow pipeline
• Significant in-house transaction structuring and legal resources